LSB Industries, Inc.
|
(Name of Issuer)
|
Common Stock, par value $0.10 per share
|
(Title of Class of Securities)
|
502160104
|
(CUSIP Number)
|
April 17, 2017
|
(Date of Event Which Requires Filing of this Statement)
|
☐ |
Rule 13d-1(b)
|
☒ |
Rule 13d-1(c)
|
☐ |
Rule 13d-1(d)
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 2 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Robert E. Robotti
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
10,000
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,324,011
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
10,000
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,324,011
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,334,011
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☒
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.2%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN, HC
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 3 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Robotti & Company, Incorporated
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,324,011
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,324,011
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,324,011
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.2%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO, HC
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 4 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Robotti & Company Advisors, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
2,304,958
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
2,304,958
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
2,304,958
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.1%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO, IA
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 5 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Robotti & Company, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
18,883
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
18,883
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
18,883
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
Less than 1%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO, BD
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 6 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Kenneth R. Wasiak
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,103,957
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,103,957
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,103,957
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
3.9%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN, HC
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 7 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Ravenswood Management Company, L.L.C.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
1,103,957
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
1,103,957
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
1,103,957
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
3.9%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 8 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
The Ravenswood Investment Company, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
704,157
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
704,157
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
704,157
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
2.5%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 9 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Ravenswood Investments III, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
New York
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
399,800
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
399,800
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
399,800
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
1.4%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 10 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Ossia Capital Management, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
12,800
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
12,800
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
12,800
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
Less than 1%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
OO
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 11 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Ossia Partners Fund, LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
-0-
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
12,800
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
12,800
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
12,800
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
Less than 1%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 12 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Suzanne Robotti
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
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3
|
SEC USE ONLY
|
|
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||
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|||
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|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
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|
||
United States
|
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|
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|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
10,000
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
10,000
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
10,000
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
Less than 1%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 13 of 19 Pages
|
1
|
NAMES OF REPORTING PERSON
|
|
|
||
Daniel Vitetta
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
30
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
30
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
-0-
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
30
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
Less than 1%
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 14 of 19 Pages
|
Item 1(a). |
Name of Issuer:
|
Item 1(b). |
Address of Issuer's Principal Executive Offices:
|
Item 2(a).
|
Names of Persons Filing:
|
Item 2(b). |
Address of Principal Business Office or, if None, Residence:
|
Item 2(c). |
Citizenship:
|
Item 2(d). |
Title of Class of Securities:
|
Item 2(e). |
CUSIP Number
|
Item 3. |
If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|
Item 4. |
Ownership
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 15 of 19 Pages
|
(a) |
Amount beneficially owned: 2,334,011 shares
|
(b) |
Percent of class: 8.18%
|
(c) |
Number of shares as to which such person has:
|
(i) |
Sole power to vote or direct the vote: 10,000 shares
|
(ii) |
Shared power to vote or to direct the vote: 2,324,011 shares
|
(iii) |
Sole power to dispose or to direct the disposition of: 10,000 shares
|
(iv) |
Shared power to dispose or to direct the disposition of: 2,324,011 shares
|
(ii) |
ROBT: (1)
|
(a) |
Amount beneficially owned: 2,324,011 shares
|
(b) |
Percent of class: 8.22%
|
(c) |
Number of shares as to which such person has:
|
(i) |
Sole power to vote or direct the vote: 0 shares
|
(ii) |
Shared power to vote or to direct the vote 2,324,011 shares
|
(iii) |
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv) |
Shared power to dispose or to direct the disposition of: 2,324,011 shares
|
(iii) |
Robotti Advisors: (1)
|
(a) |
Amount beneficially owned: 2,304,958 shares
|
(b) |
Percent of class: 8.11%
|
(c) |
Number of shares as to which such person has:
|
(i) |
Sole power to vote or direct the vote: 0 shares
|
(ii) |
Shared power to vote or to direct the vote: 2,304,958 shares
|
(iii) |
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv) |
Shared power to dispose or to direct the disposition of: 2,304,958 shares
|
(iv)
|
Robotti & Company: (1)
|
(a)
|
Amount beneficially owned: 18,883 shares
|
(b)
|
Percent of class: less than one percent
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
(ii)
|
Shared power to vote or to direct the vote: 18,883 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 18,883 shares
|
(v)
|
Mr. Wasiak: (1)
|
(a)
|
Amount beneficially owned: 1,103,957 shares
|
(b)
|
Percent of class: 3.89%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
(ii)
|
Shared power to vote or to direct the vote: 1,103,957 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 1,103,957 shares
|
(vi)
|
RMC: (1)
|
(a)
|
Amount beneficially owned: 1,103,957 shares
|
(b)
|
Percent of class: 3.89%
|
(c)
|
Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
(ii)
|
Shared power to vote or to direct the vote: 1,103,957 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 1,103,957 shares
|
(vii)
|
RIC: (1)
|
(a)
|
Amount beneficially owned: 704,157 shares
|
(b)
|
Percent of class: 2.48%
|
(c)
|
Number of shares as to which such person has
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 16 of 19 Pages
|
(ii)
|
Shared power to vote or to direct the vote: 704,157 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 704,157 shares
|
(viii)
|
RI: (1)
|
(a)
|
Amount beneficially owned: 399,800 shares
|
(b)
|
Percent of class: 1.41%
|
(c)
|
Number of shares as to which such person has
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
(ii)
|
Shared power to vote or to direct the vote: 399,800 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 399,800 shares
|
(ix)
|
OCM: (1)
|
(a)
|
Amount beneficially owned: shares: 12,800
|
(b)
|
Percent of class: less than one percent
|
(c)
|
Number of shares as to which such person has
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
(ii)
|
Shared power to vote or to direct the vote: 12,800 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 12,800 shares
|
(x)
|
OPF: (1)
|
(a)
|
Amount beneficially owned: 12,800 shares
|
(b)
|
Percent of class: less than one percent
|
(c)
|
Number of shares as to which such person has
|
(i)
|
Sole power to vote or direct the vote: 0 shares
|
(ii)
|
Shared power to vote or to direct the vote: 12,800 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 0 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 12,800 shares
|
(xi)
|
Suzanne Robotti: (1)
|
(a)
|
Amount beneficially owned: 10,000 shares
|
(b)
|
Percent of class: less than one percent
|
(c)
|
Number of shares as to which such person has
|
(i)
|
Sole power to vote or direct the vote: 10,000 shares
|
(ii)
|
Shared power to vote or to direct the vote: 0 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 10,000 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 0 shares
|
(xii)
|
Mr. Vitetta: (1)
|
(a)
|
Amount beneficially owned: 30 shares
|
(b)
|
Percent of class: less than one percent
|
(c)
|
Number of shares as to which such person has
|
(i)
|
Sole power to vote or direct the vote: 30 shares
|
(ii)
|
Shared power to vote or to direct the vote: 0 shares
|
(iii)
|
Sole power to dispose or to direct the disposition of: 30 shares
|
(iv)
|
Shared power to dispose or to direct the disposition of: 0 shares
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 17 of 19 Pages
|
Item 5. |
Ownership of Five Percent or Less of a Class.
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
Item 8. |
Identification and Classification of Members of the Group.
|
Item 9. |
Notice of Dissolution of Group.
|
Item 10. |
Certifications:
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 18 of 19 Pages
|
Date: April 27, 2017
|
|||||
Robotti & Company, Incorporated
|
|||||
/s/ Robert E. Robotti
|
By:
|
/s/ Robert E. Robotti
|
|||
Robert E. Robotti
|
Name: Robert E. Robotti
|
||||
Title: President and Treasurer
|
|||||
Robotti & Company Advisors, LLC
|
|||||
By:
|
/s/ Robert E. Robotti
|
/s/ Kenneth R. Wasiak
|
|||
Name: Robert E. Robotti
|
Kenneth R. Wasiak
|
||||
Title: President and Treasurer
|
|||||
Ravenswood Management Company, L.L.C.
|
The Ravenswood Investment Company, L.P.
|
||||
By:
|
/s/ Robert E. Robotti
|
By:
|
Ravenswood Management Company, L.L.C.
|
||
Name: Robert E. Robotti
|
Its General Partner
|
||||
Title: Managing Member
|
|||||
Ravenswood Investments III, L.P.
|
By:
|
/s/ Robert E. Robotti
|
|||
Name: Robert E. Robotti
|
|||||
By:
|
Ravenswood Management Company, L.L.C.
|
Title: Managing Member
|
|||
Its General Partner
|
|||||
Robotti & Company, LLC
|
|||||
By:
|
/s/ Robert E. Robotti
|
By:
|
/s/ Robert E. Robotti
|
||
Name: Robert E. Robotti
|
Name: Robert E. Robotti
|
||||
Title: Managing Member
|
Title: Managing Member
|
||||
Ossia Capital Management, L.L.C.
|
Ossia Partners Fund, L.L.C.
|
||||
By:
|
/s/ Robert E. Robotti
|
By:
|
Ossia Capital Management, L.L.C.
|
||
Name: Robert E. Robotti
|
Its General Partner
|
||||
Title: Managing Member
|
|||||
By:
|
/s/ Robert E. Robotti
|
||||
Name: Robert E. Robotti
|
|||||
Title: Managing Member
|
|||||
/s/ Suzanne Robotti
|
/s/ Daniel Vitetta
|
||||
Suzanne Robotti
|
Daniel Vitetta
|
Schedule 13G
|
||
CUSIP No. 502160104
|
Page 19 of 19 Pages
|
Date: April 27, 2017
|
|||||
Robotti & Company, Incorporated
|
|||||
/s/ Robert E. Robotti
|
By:
|
/s/ Robert E. Robotti
|
|||
Robert E. Robotti
|
Name: Robert E. Robotti
|
||||
Title: President and Treasurer
|
|||||
Robotti & Company Advisors, LLC
|
|||||
By:
|
/s/ Robert E. Robotti
|
/s/ Kenneth R. Wasiak
|
|||
Name: Robert E. Robotti
|
Kenneth R. Wasiak
|
||||
Title: President and Treasurer
|
|||||
Ravenswood Management Company, L.L.C.
|
The Ravenswood Investment Company, L.P.
|
||||
By:
|
/s/ Robert E. Robotti
|
By:
|
Ravenswood Management Company, L.L.C.
|
||
Name: Robert E. Robotti
|
Its General Partner
|
||||
Title: Managing Member
|
|||||
Ravenswood Investments III, L.P.
|
By:
|
/s/ Robert E. Robotti
|
|||
Name: Robert E. Robotti
|
|||||
By:
|
Ravenswood Management Company, L.L.C.
|
Title: Managing Member
|
|||
Its General Partner
|
|||||
Robotti & Company, LLC
|
|||||
By:
|
/s/ Robert E. Robotti
|
By:
|
/s/ Robert E. Robotti
|
||
Name: Robert E. Robotti
|
Name: Robert E. Robotti
|
||||
Title: Managing Member
|
Title: Managing Member
|
||||
Ossia Capital Management, L.L.C.
|
Ossia Partners Fund, L.L.C.
|
||||
By:
|
/s/ Robert E. Robotti
|
By:
|
Ossia Capital Management, L.L.C.
|
||
Name: Robert E. Robotti
|
Its General Partner
|
||||
Title: Managing Member
|
|||||
By:
|
/s/ Robert E. Robotti
|
||||
Name: Robert E. Robotti
|
|||||
Title: Managing Member
|
|||||
/s/ Suzanne Robotti
|
/s/ Daniel Vitetta
|
||||
Suzanne Robotti
|
Daniel Vitetta
|